Personnel Hong Kong SFC License Details (ID 73589)

Personnel Hong Kong SFC License Details (ID 73589)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GF International Investment Management Limited	RO	Advising on securities	2018-01-25	2018-06-30
	RO	Dealing in securities	2018-01-25	2018-06-30
	Rep	Asset management	2017-08-03	2018-06-30
	Rep	Dealing in securities	2016-01-19	2018-01-25
	Rep	Asset management	2015-07-02	2016-06-16
	Rep	Advising on securities	2015-07-02	2018-01-25
CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED	Rep	Advising on securities	2010-06-02	2015-06-06
	Rep	Asset management	2010-06-02	2015-06-06
GF Securities (Hong Kong) Brokerage Limited	Rep	Advising on securities	2009-12-16	2010-05-14
	Rep	Dealing in securities	2009-06-25	2010-05-14