Personnel Hong Kong SFC License Details (ID 73591)

Personnel Hong Kong SFC License Details (ID 73591)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED	Rep	Advising on corporate finance	2008-04-16	2021-05-10
	Rep	Advising on securities	2008-04-16	2021-05-10
	Rep	Asset management	2008-04-16	2021-05-10
QI YUAN ASSET MANAGEMENT (H.K.) LIMITED	RO	Advising on securities	2006-11-16	2007-05-16
	RO	Asset management	2006-11-16	2007-05-16
	Rep	Advising on securities	2006-09-21	2006-11-16
	Rep	Asset management	2006-09-21	2006-11-16
CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED	Rep	Advising on corporate finance	2005-09-29	2006-09-20
	Rep	Advising on securities	2005-09-29	2006-09-20
	Rep	Asset management	2003-05-30	2006-09-20