| China Securities (International) Brokerage Company Limited | RO | Advising on futures contracts | 2014-10-28 | 2018-07-19 |
| RO | Dealing in futures contracts | 2014-10-28 | 2018-07-19 |
| China Securities (International) Asset Management Company Limited | RO | Asset management | 2014-04-29 | 2018-07-19 |
| China Securities (International) Brokerage Company Limited | RO | Advising on securities | 2014-04-29 | 2018-07-19 |
| RO | Dealing in securities | 2014-04-29 | 2018-07-19 |
| China Securities (International) Asset Management Company Limited | Rep | Asset management | 2014-03-27 | 2014-04-29 |
| China Securities (International) Brokerage Company Limited | Rep | Advising on securities | 2014-03-27 | 2014-04-29 |
| Rep | Dealing in securities | 2014-03-27 | 2014-04-29 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | RO | Advising on futures contracts | 2013-08-23 | 2014-03-15 |
| RO | Asset management | 2013-08-23 | 2014-03-15 |
| RO | Dealing in futures contracts | 2009-04-02 | 2014-03-15 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RO | Dealing in futures contracts | 2007-05-04 | 2014-03-15 |
| RO | Advising on corporate finance | - | 2005-01-24 |
| RO | Providing automated trading services | - | 2005-01-24 |
| RO | Advising on securities | - | 2014-03-15 |
| RO | Asset management | - | 2014-03-15 |
| RO | Dealing in securities | - | 2014-03-15 |