Personnel Hong Kong SFC License Details (ID 73599)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINO WEALTH SECURITIES LIMITED	RO	Dealing in securities	2020-10-19	2025-06-18
GF FUTURES (HONG KONG) CO., LIMITED	Rep	Dealing in futures contracts	2013-04-09	2017-02-01
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2013-04-09	2017-02-01
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2009-03-13	2013-04-03
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2008-03-13	2013-04-03
PIPER JAFFRAY ASIA SECURITIES LIMITED	Rep	Dealing in securities	2006-11-02	2008-03-01