| CHINA GAN ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2026-06-18 | - |
| RO | Asset management | 2026-06-18 | - |
| Win Securities Limited | RO | Dealing in securities | 2025-06-06 | 2026-04-09 |
| GREAT BAY SECURITIES LIMITED | RO | Advising on securities | 2023-05-05 | 2024-06-06 |
| RO | Asset management | 2023-05-05 | 2024-06-06 |
| RO | Dealing in securities | 2023-05-05 | 2024-06-06 |
| Rep | Advising on securities | 2022-07-20 | 2023-05-05 |
| Rep | Asset management | 2022-07-20 | 2023-05-05 |
| Rep | Dealing in securities | 2022-07-20 | 2023-05-05 |
| Metaverse Securities Limited (HK) | Rep | Advising on futures contracts | 2020-11-10 | 2022-05-31 |
| Rep | Asset management | 2019-01-11 | 2022-05-31 |
| Rep | Advising on securities | 2018-07-17 | 2022-05-31 |
| Rep | Dealing in securities | 2018-07-06 | 2022-05-31 |
| FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-11-01 | 2018-06-29 |
| FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2017-11-01 | 2018-06-29 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-05-19 | 2017-09-21 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-05-19 | 2017-09-21 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2006-05-10 | 2017-02-01 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2006-05-10 | 2017-02-01 |
| CEPA ALLIANCE SECURITIES LIMITED | Rep | Dealing in securities | 2004-02-04 | 2004-04-07 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Providing automated trading services | 2003-04-01 | 2003-08-15 |
| Rep | Asset management | 2003-04-01 | 2003-12-09 |
| Rep | Advising on futures contracts | 2003-04-01 | 2004-02-02 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2004-02-04 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-02-02 |
| Rep | Advising on securities | 2003-04-01 | 2004-02-02 |
| Rep | Asset management | 2003-04-01 | 2004-02-02 |
| Rep | Dealing in securities | 2003-04-01 | 2004-02-04 |