Personnel SFC Licences and HKMA Registrations (ID 73604)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2014-03-06	-
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2014-03-06	-
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2011-02-07	2014-03-01
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2011-02-07	2014-03-01
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2003-08-28	2011-01-29
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2003-08-28	2011-01-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.