| Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2014-09-04 | - |
| Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2014-09-04 | - |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2006-05-23 | 2014-08-15 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2006-05-23 | 2014-08-15 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2003-08-26 | 2006-05-15 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2003-08-26 | 2006-05-15 |
| QUAM FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2003-07-15 |
| Rep | Asset management | 2003-04-01 | 2003-07-15 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2003-07-15 |
| Quam Securities Limited | Rep | Advising on corporate finance | 2003-04-01 | 2003-07-15 |
| Rep | Advising on securities | 2003-04-01 | 2003-07-15 |
| Rep | Asset management | 2003-04-01 | 2003-07-15 |
| Rep | Dealing in securities | 2003-04-01 | 2003-07-15 |