| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | RO | Dealing in futures contracts | 2020-11-11 | - |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RO | Advising on securities | 2020-11-11 | - |
| RO | Dealing in futures contracts | 2020-11-11 | - |
| RO | Dealing in securities | 2020-11-11 | - |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2020-07-08 | 2020-11-11 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on securities | 2020-07-08 | 2020-11-11 |
| Rep | Dealing in futures contracts | 2020-07-08 | 2020-11-11 |
| Rep | Dealing in securities | 2020-07-08 | 2020-11-11 |
| GF Securities (Hong Kong) Brokerage Limited | RO | Advising on securities | 2018-06-13 | 2020-04-06 |
| RO | Dealing in securities | 2018-06-13 | 2020-04-06 |
| GF FUTURES (HONG KONG) CO., LIMITED | Rep | Dealing in futures contracts | 2018-01-16 | 2020-04-06 |
| GF Securities (Hong Kong) Brokerage Limited | Rep | Advising on securities | 2018-01-16 | 2018-06-13 |
| Rep | Dealing in securities | 2018-01-16 | 2018-06-13 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | RO | Dealing in futures contracts | 2014-05-19 | 2017-09-29 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RO | Advising on securities | 2014-05-19 | 2017-09-29 |
| RO | Dealing in futures contracts | 2014-05-19 | 2017-09-29 |
| Rep | Advising on securities | 2013-03-22 | 2014-05-19 |
| RO | Dealing in securities | 2007-05-09 | 2017-09-29 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2005-06-17 | 2014-05-19 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2004-06-10 | 2007-05-09 |