Personnel Hong Kong SFC License Details (ID 73618)

Personnel Hong Kong SFC License Details (ID 73618)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GF FUTURES (HONG KONG) CO., LIMITED	Rep	Dealing in futures contracts	2019-06-18	-
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2019-05-22	-
HANTEC FUTURES LIMITED	Rep	Dealing in futures contracts	2019-01-22	2019-04-25
HANTEC SECURITIES CO., LIMITED	Rep	Dealing in securities	2019-01-22	2019-04-25
Soochow Securities International Brokerage Limited	Rep	Dealing in securities	2014-09-17	2019-01-04
Soochow Securities International Futures Limited	Rep	Dealing in futures contracts	2014-09-17	2019-01-04
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-05-24
	Rep	Asset management	2003-04-01	2004-05-24
	Rep	Providing automated trading services	2003-04-01	2004-05-24
	Rep	Dealing in futures contracts	2003-04-01	2014-09-04
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-05-24
	Rep	Advising on securities	2003-04-01	2004-05-24
	Rep	Asset management	2003-04-01	2004-05-24
	Rep	Providing automated trading services	2003-04-01	2004-05-24
	Rep	Dealing in securities	2003-04-01	2014-09-04