| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2020-01-16 | 2021-09-30 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2020-01-16 | 2021-09-30 |
| Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2014-09-29 | 2020-01-03 |
| Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2014-09-29 | 2020-01-03 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Advising on futures contracts | - | 2004-05-31 |
| Rep | Asset management | - | 2004-05-31 |
| Rep | Providing automated trading services | - | 2004-05-31 |
| Rep | Dealing in futures contracts | - | 2014-09-12 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | - | 2004-05-31 |
| Rep | Advising on securities | - | 2004-05-31 |
| Rep | Asset management | - | 2004-05-31 |
| Rep | Providing automated trading services | - | 2004-05-31 |
| Rep | Dealing in securities | - | 2014-09-12 |