Personnel Hong Kong SFC License Details (ID 73625)

Personnel Hong Kong SFC License Details (ID 73625)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Ceres Asset Management Limited	Rep	Asset management	2026-07-14	-
GF FUTURES (HONG KONG) CO., LIMITED	Rep	Dealing in futures contracts	2013-06-13	2026-05-15
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2013-06-13	2026-05-15
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2010-08-12	2013-06-07
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2010-08-12	2013-06-07
HANG SENG INVESTMENT SERVICES LIMITED	Rep	Advising on securities	2008-01-15	2008-05-31
Rakuten Securities Hong Kong Limited	Rep	Leveraged foreign exchange trading	2003-10-31	2007-09-21