| CCB INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2013-12-13 | 2022-03-07 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Advising on futures contracts | 2013-09-19 | 2013-11-13 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on securities | 2013-09-19 | 2013-11-13 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2011-05-18 | 2013-11-13 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2011-05-18 | 2013-11-13 |
| SINOPAC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2007-08-23 | 2011-04-14 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2007-08-23 | 2011-04-14 |
| CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2006-08-21 | 2007-08-20 |
| CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2006-03-30 | 2007-08-20 |