Personnel Hong Kong SFC License Details (ID 73636)

Personnel Hong Kong SFC License Details (ID 73636)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2023-10-13	-
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2017-08-30	2023-09-17
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2017-08-30	2023-09-17
GF FUTURES (HONG KONG) CO., LIMITED	Rep	Dealing in futures contracts	2013-03-19	2017-08-11
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2013-03-19	2017-08-11
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2009-06-15	2013-03-15
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2006-10-19	2013-03-15