Personnel Hong Kong SFC License Details (ID 73639)

Personnel Hong Kong SFC License Details (ID 73639)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GF FUTURES (HONG KONG) CO., LIMITED	Rep	Dealing in futures contracts	2018-07-24	-
GF Securities (Hong Kong) Brokerage Limited	Rep	Advising on securities	2018-07-24	-
	Rep	Dealing in securities	2018-07-24	-
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on securities	2013-03-19	2018-01-31
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2007-11-14	2018-01-31
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2007-11-14	2018-01-31
Funderstone Futures Limited	Rep	Dealing in futures contracts	2006-11-13	2007-05-28
Funderstone Securities Limited	Rep	Dealing in securities	2006-11-13	2007-05-28