Personnel Hong Kong SFC License Details (ID 73640)

Personnel Hong Kong SFC License Details (ID 73640)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GF Securities (Hong Kong) Brokerage Limited	Rep	Advising on securities	2017-11-17	-
	Rep	Dealing in securities	2017-11-17	-
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on securities	2013-06-03	2017-10-27
	Rep	Dealing in securities	2008-02-21	2017-10-27
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2008-01-29	2017-10-27
CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED	Rep	Dealing in futures contracts	2006-11-08	2008-01-15
TIS SECURITIES (HK) LIMITED	Rep	Dealing in futures contracts	2005-11-07	2006-09-30