| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-03-06 | - |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-03-06 | - |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2011-01-12 | 2014-03-01 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2011-01-12 | 2014-03-01 |
| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2003-04-01 | 2011-01-05 |
| Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2003-04-01 | 2004-01-10 |
| Rep | Advising on securities | 2003-04-01 | 2004-01-10 |
| Rep | Asset management | 2003-04-01 | 2004-01-10 |
| Rep | Dealing in securities | 2003-04-01 | 2011-01-05 |