| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-07-22 | - |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-07-22 | - |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2007-10-15 | 2014-07-10 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2007-10-15 | 2014-07-10 |
| CES Commodities (HK) Limited | Rep | Advising on futures contracts | 2003-04-01 | 2004-01-19 |
| Rep | Asset management | 2003-04-01 | 2004-01-19 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2006-08-04 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2003-04-01 | 2006-08-04 |
| Everbright Securities Investment Services (HK) Limited | Rep | Providing automated trading services | 2003-04-01 | 2003-07-07 |
| Rep | Advising on corporate finance | 2003-04-01 | 2004-01-19 |
| Rep | Advising on securities | 2003-04-01 | 2004-01-19 |
| Rep | Asset management | 2003-04-01 | 2004-01-19 |
| Rep | Dealing in securities | 2003-04-01 | 2006-08-04 |