Personnel Hong Kong SFC License Details (ID 73648)

Personnel Hong Kong SFC License Details (ID 73648)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Soochow Securities International Brokerage Limited	Rep	Dealing in securities	2015-02-06	2017-08-17
Soochow Securities International Futures Limited	Rep	Dealing in futures contracts	2015-02-06	2017-08-17
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2010-07-22	2013-12-06
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2010-06-04	2010-07-12
	Rep	Dealing in securities	2010-06-04	2013-12-06
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2007-12-24	2010-05-24
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2007-10-17	2010-05-24
Daiwa Capital Markets Hong Kong Limited	Rep	Dealing in securities	2007-06-25	2007-09-18