Personnel Hong Kong SFC License Details (ID 73649)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2009-01-22	2012-03-01
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2009-01-22	2012-03-01
BEAR STEARNS ASIA LIMITED	Rep	Dealing in futures contracts	2006-07-03	2006-12-06
	Rep	Dealing in securities	2006-07-03	2006-12-06
BEAR STEARNS HONG KONG LIMITED	Rep	Dealing in futures contracts	2006-07-03	2006-12-06
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Advising on futures contracts	-	2004-09-10
	Rep	Asset management	-	2004-09-10
	Rep	Dealing in futures contracts	-	2006-06-17
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	-	2004-09-10
	Rep	Asset management	-	2004-09-10
	Rep	Dealing in futures contracts	-	2006-06-17
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Providing automated trading services	-	2003-09-02
	Rep	Advising on corporate finance	-	2004-09-10
	Rep	Advising on securities	-	2004-09-10
	Rep	Asset management	-	2004-09-10
	Rep	Dealing in securities	-	2006-06-17
HSBC BROKING SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2004-09-10
	Rep	Advising on securities	-	2004-09-10
	Rep	Asset management	-	2004-09-10
	Rep	Dealing in securities	-	2006-06-17