Personnel Hong Kong SFC License Details (ID 73655)

Personnel Hong Kong SFC License Details (ID 73655)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Zircon Securities (HK) Limited	Rep	Advising on securities	2025-05-28	-
	RO	Asset management	2024-03-26	-
Splentide Capital Limited	Rep	Advising on securities	2022-07-29	2024-01-03
	Rep	Asset management	2022-07-29	2024-01-03
	Rep	Dealing in securities	2022-07-29	2024-01-03
Avenue Family Office Limited	Rep	Advising on securities	2020-06-16	2022-04-15
	Rep	Asset management	2020-06-16	2022-04-15
	Rep	Dealing in securities	2020-06-16	2022-04-15
Avenue Asset Management Limited (HK)	Rep	Advising on securities	2020-05-29	2022-04-15
	Rep	Asset management	2020-05-13	2022-04-15
FountainCap Research & Investment (Hong Kong) Co., Limited	Rep	Asset management	2018-10-02	2020-04-29
CMS ASSET MANAGEMENT (HK) CO., LIMITED	Rep	Asset management	2013-11-22	2016-12-14
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2010-12-16	2013-11-22
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2010-12-16	2013-11-22
KAISER FUTURES LIMITED	Rep	Dealing in futures contracts	2010-09-13	2010-12-01
KAISER SECURITIES LIMITED	Rep	Dealing in securities	2010-09-13	2010-12-01