| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Changjiang Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2024-04-15 | - |
| CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Advising on securities | 2022-05-30 | 2024-01-30 |
| Rep | Dealing in securities | 2019-07-31 | 2024-01-30 | |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-11-03 | 2019-04-15 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2014-11-03 | 2019-04-15 |
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on futures contracts | 2014-10-10 | 2014-10-16 |
| Rep | Advising on securities | 2014-10-10 | 2014-10-16 | |
| Rep | Dealing in futures contracts | 2014-10-10 | 2014-10-16 | |
| Rep | Dealing in securities | 2014-10-10 | 2014-10-16 | |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-04-30 | 2014-10-03 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2014-04-30 | 2014-10-03 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2011-04-14 | 2014-04-19 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2011-04-14 | 2014-04-19 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in futures contracts | 2010-08-31 | 2011-04-11 |
| Rep | Dealing in securities | 2010-08-31 | 2011-04-11 |
No HKMA registrations in the collected records.