Personnel Hong Kong SFC License Details (ID 73658)

Personnel Hong Kong SFC License Details (ID 73658)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GF Securities (Hong Kong) Brokerage Limited	RO	Dealing in securities	2018-03-06	2020-05-15
	Rep	Dealing in securities	2017-12-19	2018-03-06
	Rep	Advising on securities	2017-12-19	2020-05-15
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on securities	2013-03-19	2017-10-25
	RO	Dealing in securities	2011-07-12	2017-10-25
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2003-07-26	2017-10-25
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	-	2003-06-10
	Rep	Advising on securities	-	2003-06-10
	Rep	Asset management	-	2003-06-10
	Rep	Providing automated trading services	-	2003-06-10
	Rep	Dealing in securities	-	2011-07-12