Personnel Hong Kong SFC License Details (ID 73660)

Personnel Hong Kong SFC License Details (ID 73660)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	RO	Dealing in futures contracts	2014-05-15	-
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	RO	Advising on securities	2014-05-15	-
	RO	Dealing in futures contracts	2014-05-15	-
	Rep	Advising on securities	2013-03-19	2014-05-15
	RO	Dealing in securities	2011-08-08	-
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2004-06-24	2014-05-15
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2004-03-29	2011-08-08
PRUDENTIAL BROKERAGE LIMITED	Rep	Dealing in securities	2004-02-02	2004-03-02