Personnel Hong Kong SFC License Details (ID 73661)

Personnel Hong Kong SFC License Details (ID 73661)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International Securities Limited	Rep	Dealing in futures contracts	2018-11-01	-
	Rep	Dealing in securities	2018-11-01	-
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2009-02-23	2014-05-26
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2007-12-18	2014-05-26
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2006-11-01	2007-07-01
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2006-11-01	2007-07-01