Webb-site Legacy

Wu, Li Jun 吳麗君

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	Dealing in futures contracts	2015-03-27	-
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Dealing in securities	2015-03-27	-
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2008-12-29	2014-01-14
	Rep	Dealing in futures contracts	2006-01-25	2008-06-28
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2006-01-25	2014-01-14
BOCOM International Holdings Company Limited	Rep	Dealing in futures contracts	2005-11-07	2006-01-10
	Rep	Dealing in securities	2005-06-20	2006-01-10
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2003-09-26	2005-06-20
Tung Shing Securities (Brokers) Limited	Rep	Advising on corporate finance	2003-04-01	2003-09-03
	Rep	Advising on securities	2003-04-01	2003-09-03
	Rep	Asset management	2003-04-01	2003-09-03
	Rep	Dealing in securities	2003-04-01	2005-06-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.