| GF FUTURES (HONG KONG) CO., LIMITED | Rep | Dealing in futures contracts | 2013-05-06 | - |
| GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2013-05-06 | - |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2006-02-17 | 2013-05-01 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2006-02-17 | 2013-05-01 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-07-11 | 2006-02-13 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-07-11 | 2006-02-13 |
| CITIC Securities Brokerage (HK) Limited | Rep | Advising on corporate finance | 2003-04-01 | 2004-03-11 |
| Rep | Providing automated trading services | 2003-04-01 | 2004-03-11 |
| Rep | Advising on securities | 2003-04-01 | 2004-04-28 |
| Rep | Asset management | 2003-04-01 | 2004-04-28 |
| Rep | Dealing in securities | 2003-04-01 | 2005-07-09 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2003-04-01 | 2005-07-09 |