| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RO | Advising on securities | 2011-04-07 | 2012-07-17 |
| RO | Dealing in securities | 2011-04-07 | 2012-07-17 |
| CMS CAPITAL (HK) CO., LIMITED | RO | Asset management | 2009-08-04 | 2012-09-24 |
| CMS ASSET MANAGEMENT (HK) CO., LIMITED | RO | Asset management | 2009-03-31 | 2011-08-15 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RO | Asset management | 2008-11-25 | 2012-07-17 |
| Rep | Asset management | 2008-04-01 | 2008-11-25 |
| RO | Asset management | 2007-09-04 | 2008-04-01 |
| Rep | Advising on corporate finance | 2005-04-12 | 2008-06-28 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Advising on futures contracts | - | 2005-02-16 |
| Rep | Asset management | - | 2005-02-16 |
| Rep | Providing automated trading services | - | 2005-02-16 |
| Rep | Dealing in futures contracts | - | 2008-06-28 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Providing automated trading services | - | 2005-01-26 |
| Rep | Advising on corporate finance | - | 2005-02-16 |
| Rep | Advising on securities | - | 2005-02-16 |
| Rep | Asset management | - | 2007-09-04 |
| Rep | Dealing in securities | - | 2008-06-28 |