| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RO | Asset management | 2013-11-06 | - |
| CMS CAPITAL (HK) CO., LIMITED | RO | Asset management | 2012-04-12 | 2017-11-21 |
| RO | Advising on securities | 2012-02-14 | 2017-11-21 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RO | Advising on securities | 2011-08-31 | - |
| RO | Dealing in securities | 2010-11-22 | - |
| CMS ASSET MANAGEMENT (HK) CO., LIMITED | RO | Asset management | 2009-11-30 | 2010-09-30 |
| Rep | Asset management | 2009-09-18 | 2009-11-30 |
| Morgan Stanley Hong Kong Futures Limited | RO | Providing automated trading services | 2006-07-17 | 2006-09-04 |
| RO | Dealing in futures contracts | 2006-07-17 | 2006-09-04 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2005-11-01 | 2006-09-04 |
| Morgan Stanley Asia Limited | Rep | Providing automated trading services | 2005-07-21 | 2006-09-04 |
| Rep | Dealing in securities | 2005-07-21 | 2006-09-04 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | 2005-07-21 | 2006-07-17 |
| Rep | Dealing in futures contracts | 2005-07-21 | 2006-07-17 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2004-08-23 | 2005-07-19 |
| B.N.P. SECURITIES (HONG KONG) LIMITED | RO | Advising on securities | 2003-04-01 | 2003-06-03 |
| RO | Asset management | 2003-04-01 | 2003-06-03 |
| RO | Dealing in securities | 2003-04-01 | 2003-06-03 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | RO | Advising on futures contracts | 2003-04-01 | 2004-11-29 |
| RO | Asset management | 2003-04-01 | 2004-11-29 |
| RO | Dealing in futures contracts | 2003-04-01 | 2005-07-19 |
| PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS) | RO | Advising on securities | 2003-04-01 | 2004-08-03 |
| RO | Asset management | 2003-04-01 | 2004-08-03 |
| RO | Dealing in securities | 2003-04-01 | 2005-07-19 |