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Personnel Hong Kong SFC License Details (ID 73681)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED
Rep
Advising on securities
2013-09-16
2018-01-19
RO
Advising on securities
2011-04-28
2013-09-16
Rep
Advising on securities
2008-07-14
2011-04-28