Personnel Hong Kong SFC License Details (ID 73682)

Personnel Hong Kong SFC License Details (ID 73682)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TC Capital International Limited	RO	Advising on corporate finance	2015-08-21	2021-07-29
Soochow Securities International Capital Limited	RO	Advising on corporate finance	2013-07-19	2015-08-14
PARTNERS CAPITAL INTERNATIONAL LIMITED	RO	Advising on corporate finance	2012-12-07	2013-07-02
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	RO	Advising on corporate finance	2006-12-09	2012-10-16
	Rep	Advising on corporate finance	2006-10-18	2006-12-09
SOUTH CHINA CAPITAL LIMITED	Rep	Advising on corporate finance	2004-05-19	2006-10-10
REXCAPITAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2004-04-27
	Rep	Advising on securities	-	2004-04-27
	Rep	Asset management	-	2004-04-27