Personnel Hong Kong SFC License Details (ID 73686)

Personnel Hong Kong SFC License Details (ID 73686)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LONG SHINE ASSET MANAGEMENT LIMITED	RO	Advising on securities	2024-07-22	2026-09-15
	RO	Asset management	2024-07-22	2026-09-15
Far East Horizon Asset Management Limited	RO	Advising on securities	2021-10-26	2024-01-04
	RO	Asset management	2021-10-26	2024-01-04
CMB International Asset Management Limited	RO	Advising on securities	2020-02-13	2021-01-18
	RO	Asset management	2016-04-06	2021-01-18
	Rep	Asset management	2015-12-28	2016-04-06
	Rep	Advising on securities	2015-12-28	2020-02-13
CMS ASSET MANAGEMENT (HK) CO., LIMITED	RO	Asset management	2014-08-20	2015-12-11
	Rep	Advising on securities	2013-01-14	2015-12-11
	Rep	Asset management	2011-06-13	2014-08-20
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on securities	2011-01-24	2012-11-27