Personnel Hong Kong SFC License Details (ID 73689)

Personnel Hong Kong SFC License Details (ID 73689)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Soochow Securities International Futures Limited	Rep	Dealing in futures contracts	2023-11-07	-
Soochow Securities International Brokerage Limited	Rep	Dealing in securities	2013-05-27	-
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2009-03-12	2013-05-17
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2007-07-10	2008-11-20
	Rep	Dealing in securities	2007-07-10	2008-11-20
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2007-07-10	2008-11-20
	Rep	Dealing in futures contracts	2007-07-10	2008-11-20
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2007-07-10	2008-11-20
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED	Rep	Advising on securities	2006-10-10	2007-07-01
	Rep	Asset management	2006-10-10	2007-07-01
HONG KONG FOREX INVESTMENT LIMITED	Rep	Leveraged foreign exchange trading	2003-04-01	2003-10-15