Personnel Hong Kong SFC License Details (ID 73691)

Personnel Hong Kong SFC License Details (ID 73691)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Great Wall Pan Asia Asset Management Limited	Rep	Advising on securities	2022-04-06	2023-05-10
	Rep	Dealing in securities	2022-04-06	2023-05-10
Great Wall Pan Asia Corporate Finance Limited	RO	Advising on corporate finance	2017-07-03	2023-05-10
Soochow Securities International Capital Limited	RO	Advising on corporate finance	2015-12-09	2017-06-08
	Rep	Advising on corporate finance	2015-10-26	2015-12-09
KINGSTON CORPORATE FINANCE LIMITED	RO	Advising on corporate finance	2015-01-30	2015-10-07
	Rep	Advising on corporate finance	2012-09-05	2015-01-30
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2010-03-24	2012-07-27
Optima Capital Limited	Rep	Advising on corporate finance	2009-06-03	2010-02-13
	Rep	Dealing in securities	2009-06-03	2010-02-13
Mason Securities Limited	Rep	Dealing in securities	2007-10-03	2008-09-27
	Rep	Advising on corporate finance	2007-08-31	2008-09-27
VC CAPITAL LIMITED	Rep	Advising on corporate finance	2005-09-29	2007-08-07
SOUTH CHINA CAPITAL LIMITED	Rep	Advising on securities	-	2004-01-12
	Rep	Asset management	-	2004-01-12
	Rep	Advising on corporate finance	-	2005-09-20