| BOCI SECURITIES LIMITED | Rep | Advising on securities | 2014-02-21 | - |
| Rep | Dealing in futures contracts | 2013-09-24 | - |
| Rep | Dealing in securities | 2013-09-24 | - |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on securities | 2010-12-30 | 2012-06-25 |
| Rep | Dealing in securities | 2010-12-30 | 2012-06-25 |
| Credit Suisse (Hong Kong) Limited | Rep | Providing automated trading services | 2008-11-07 | 2010-01-05 |
| Rep | Dealing in futures contracts | 2008-11-07 | 2010-01-05 |
| Rep | Advising on securities | 2008-09-05 | 2010-01-05 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Providing automated trading services | 2008-09-05 | 2008-11-24 |
| Rep | Dealing in futures contracts | 2008-09-05 | 2008-11-24 |
| Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2008-08-07 | 2010-01-05 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2008-08-07 | 2010-01-05 |
| SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2005-08-08 | 2008-04-25 |
| Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2005-01-24 | 2005-08-01 |
| CES Private (HK) Limited | Rep | Advising on corporate finance | 2003-04-01 | 2004-01-16 |
| Rep | Asset management | 2003-04-01 | 2004-01-16 |
| Rep | Advising on securities | 2003-04-01 | 2005-03-31 |