Personnel Hong Kong SFC License Details (ID 73694)

Personnel Hong Kong SFC License Details (ID 73694)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2011-08-11	2011-10-14
Everbright Securities Global (HK) Limited	Rep	Advising on corporate finance	2010-03-24	2011-05-10
	Rep	Dealing in securities	2010-03-24	2011-05-10
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2010-03-24	2011-05-10
	Rep	Dealing in securities	2010-03-24	2011-05-10
Oberweis Asset Management (Asia) Limited	Rep	Asset management	2008-04-30	2008-09-25