Personnel Hong Kong SFC License Details (ID 73697)

Personnel Hong Kong SFC License Details (ID 73697)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2022-07-05	-
	RO	Advising on corporate finance	2018-03-06	-
	Rep	Advising on corporate finance	2016-09-07	2018-03-06
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2015-08-31	2016-08-23
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2010-10-27	2015-08-05
Optima Capital Limited	Rep	Dealing in securities	2007-11-21	2010-09-22
	Rep	Advising on corporate finance	2007-07-10	2010-09-22