Personnel Hong Kong SFC License Details (ID 73702)

Personnel Hong Kong SFC License Details (ID 73702)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SDHG International Asset Management Limited	RO	Advising on corporate finance	2021-02-23	-
Mason Global Capital Limited	RO	Advising on corporate finance	2019-03-21	2020-07-28
Mason Securities Limited	Rep	Dealing in securities	2018-10-22	2020-07-28
Mason Global Capital Limited	Rep	Advising on corporate finance	2018-05-25	2019-03-21
Mason Securities Limited	Rep	Advising on corporate finance	2018-04-09	2018-05-23
Yunfeng Financial Markets Limited	Rep	Advising on corporate finance	2012-07-31	2018-01-29
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2008-01-10	2012-07-09
RHB CAPITAL HONG KONG LIMITED	Rep	Advising on corporate finance	2004-04-26	2006-09-13
Joy Silver Limited	Rep	Advising on corporate finance	2003-04-01	2004-04-15