Personnel SFC Licences and HKMA Registrations (ID 73715)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Ping An of China Capital (Hong Kong) Company Limited	RO	Advising on corporate finance	2026-03-25	-
	Rep	Advising on corporate finance	2026-01-28	2026-03-25
PING AN SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Dealing in securities	2026-01-28	-
Soochow Securities International Capital Limited	RO	Advising on corporate finance	2022-06-27	2025-12-24
	Rep	Advising on corporate finance	2022-01-24	2022-06-27
Guolian Securities International Capital Market Co., Limited	RO	Advising on corporate finance	2021-08-06	2021-12-31
Founder Securities (Hong Kong) Capital Company Limited	RO	Advising on corporate finance	2019-03-18	2021-07-14
PROSPER VOYAGE CAPITAL LIMITED	RO	Advising on corporate finance	2016-09-19	2019-03-16
	Rep	Advising on corporate finance	2016-03-22	2016-09-19
Ping An of China Capital (Hong Kong) Company Limited	Rep	Advising on corporate finance	2014-07-23	2016-03-10
TC Capital International Limited	Rep	Advising on corporate finance	2014-05-19	2014-06-30
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2011-05-09	2012-08-23
CINDA INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2010-06-07	2011-04-16
	Rep	Dealing in securities	2010-06-07	2011-04-16
PARTNERS CAPITAL INTERNATIONAL LIMITED	Rep	Advising on corporate finance	2008-02-15	2010-05-16
CHINA TONGHAI (IA) LIMITED	Rep	Advising on securities	2006-09-20	2007-10-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.