Personnel Hong Kong SFC License Details (ID 73723)

Personnel Hong Kong SFC License Details (ID 73723)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International Securities Limited	Rep	Dealing in futures contracts	2025-08-29	-
	Rep	Dealing in securities	2025-08-29	-
CHIEF SECURITIES LIMITED	Rep	Advising on securities	2014-05-20	2019-10-03
CHIEF COMMODITIES LIMITED	Rep	Dealing in futures contracts	2012-11-27	2023-01-28
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2012-11-27	2023-01-28
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2012-06-25	2012-11-19
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2010-03-29	2012-11-19
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	Leveraged foreign exchange trading	2003-04-01	2004-03-16