Personnel SFC Licences and HKMA Registrations (ID 73724)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2018-08-06	-
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2009-08-19	-
MIDLAND WEALTH MANAGEMENT LIMITED	Rep	Advising on securities	2008-11-21	2009-07-09
T G HOLBORN (HK) LIMITED	Rep	Advising on securities	2006-07-27	2008-07-09

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.