Webb-site Legacy

Luo, Yi (SFC:AQE404) 羅毅

SFC ID:AQE404

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
VAST HARBOUR CORPORATE FINANCE LIMITED	RO	Advising on corporate finance	2023-11-24	-
Soochow Securities International Asset Management Limited	RO	Advising on securities	2019-07-18	2020-01-16
	RO	Asset management	2019-07-18	2020-01-16
Soochow Securities International Capital Limited	RO	Advising on corporate finance	2019-06-11	2021-09-07
	Rep	Advising on corporate finance	2019-05-02	2019-06-11
SOUTHWEST SECURITIES (HK) CAPITAL LIMITED	RO	Advising on corporate finance	2015-03-26	2019-02-27
XinKong International Securities Limited	Rep	Advising on corporate finance	2013-05-08	2014-09-09
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2009-09-15	2013-01-04
GF Capital (Hong Kong) Limited	Rep	Advising on corporate finance	2008-01-30	2009-08-31
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2008-01-30	2009-08-31