Personnel SFC Licences and HKMA Registrations (ID 73729)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CCB INTERNATIONAL SECURITIES LIMITED	RO	Advising on securities	2026-09-03	-
	Rep	Advising on securities	2026-06-03	2026-09-03
CMB International Global Markets Limited	RO	Advising on securities	2021-12-29	2026-05-12
	Rep	Dealing in securities	2021-12-29	2026-05-12
CMB International Securities Limited	RO	Advising on securities	2021-06-11	2022-05-05
	Rep	Advising on securities	2018-03-09	2021-06-11
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on securities	2011-01-24	2018-03-02

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.