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Personnel Hong Kong SFC License Details (ID 73745)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Taiping Securities (HK) Co Limited
Rep
Dealing in securities
2013-04-19
2014-01-31
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED
Rep
Dealing in securities
2007-03-05
2012-04-26