Personnel Hong Kong SFC License Details (ID 73754)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Fosun Asset Management Limited	RO	Advising on securities	2026-03-19	-
	RO	Asset management	2026-03-19	-
	RO	Dealing in securities	2026-03-19	-
CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	Advising on securities	2024-12-09	2025-10-09
	RO	Asset management	2024-12-09	2025-10-09
	Rep	Advising on securities	2022-10-13	2024-12-09
	Rep	Asset management	2022-10-13	2024-12-09
BIL Wealth Management Limited	RO	Advising on securities	2021-03-23	2022-09-15
	RO	Asset management	2021-03-23	2022-09-15
	Rep	Advising on securities	2021-02-22	2021-03-23
	Rep	Asset management	2021-02-22	2021-03-23
	Rep	Dealing in securities	2021-02-22	2022-09-15
CMBC SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2019-08-20	2021-01-12
CMBC ASSET MANAGEMENT COMPANY LIMITED	RO	Advising on securities	2019-01-30	2021-01-12
	RO	Asset management	2019-01-30	2021-01-12
	Rep	Advising on securities	2018-10-24	2019-01-30
	Rep	Asset management	2018-10-24	2019-01-30
SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	Advising on futures contracts	2018-05-17	2018-10-15
	RO	Advising on securities	2018-05-17	2018-10-15
	RO	Asset management	2018-05-17	2018-10-15
	Rep	Advising on securities	2017-12-21	2018-05-17
	Rep	Asset management	2017-12-21	2018-05-17
CMS ASSET MANAGEMENT (HK) CO., LIMITED	RO	Asset management	2017-05-02	2017-12-01
	RO	Advising on securities	2014-12-04	2017-12-01
	Rep	Advising on securities	2012-10-15	2014-12-04
	Rep	Asset management	2012-10-15	2017-05-02
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on securities	2010-12-13	2012-11-27