Yuen, Siu Lok 元兆洛

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GLOBAL MASTERMIND SECURITIES LIMITED	Rep	Advising on securities	2020-03-30	-
	Rep	Dealing in securities	2020-02-17	-
Soochow Securities International Brokerage Limited	Rep	Dealing in securities	2014-09-17	2020-01-14
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2008-04-21	2014-08-30
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-01-18	2008-04-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GLOBAL MASTERMIND SECURITIES LIMITED	Rep	Advising on securities	2020-03-30	-
	Rep	Dealing in securities	2020-02-17	-
Soochow Securities International Brokerage Limited	Rep	Dealing in securities	2014-09-17	2020-01-14
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2008-04-21	2014-08-30
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-01-18	2008-04-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.