Personnel Hong Kong SFC License Details (ID 73757)

Personnel Hong Kong SFC License Details (ID 73757)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2024-10-25	2026-03-06
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	RO	Advising on futures contracts	2022-03-04	2025-02-04
	Rep	Dealing in futures contracts	2020-06-30	2026-03-06
	Rep	Advising on futures contracts	2015-03-25	2022-03-04
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on securities	2010-11-16	2026-03-06
CINDA INTERNATIONAL RESEARCH LIMITED	Rep	Advising on securities	2010-07-26	2010-09-19
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2008-03-19	2010-02-13