Personnel Hong Kong SFC License Details (ID 73771)

Personnel Hong Kong SFC License Details (ID 73771)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHRISTFUND SECURITIES LIMITED	Rep	Dealing in securities	2025-08-27	-
Golden Lake Capital Limited	RO	Dealing in securities	2017-11-15	2024-09-17
	RO	Dealing in securities	2017-02-01	2017-09-08
PHOENIX CAPITAL SECURITIES LIMITED	Rep	Dealing in securities	2013-03-22	2017-01-14
CHINA PACIFIC SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-11-08
	Rep	Advising on securities	2003-04-01	2004-11-08
	Rep	Asset management	2003-04-01	2004-11-08
	Rep	Dealing in securities	2003-04-01	2013-03-11