Personnel Hong Kong SFC License Details (ID 73777)

Personnel Hong Kong SFC License Details (ID 73777)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HGNH International Securities Co., Limited	RO	Dealing in securities	2020-02-10	2020-07-30
HGNH International Futures Co., Limited	RO	Dealing in futures contracts	2019-10-31	-
HGNH International Securities Co., Limited	Rep	Dealing in securities	2019-08-01	2020-02-10
HGNH International Futures Co., Limited	Rep	Dealing in futures contracts	2019-07-25	2019-10-31
Haitong Futures Hong Kong Limited	RO	Advising on futures contracts	2016-07-07	2019-05-06
	RO	Dealing in futures contracts	2016-07-07	2019-05-06
BOCOM International Securities Limited	RO	Advising on futures contracts	2015-11-03	2015-12-31
	RO	Dealing in futures contracts	2015-11-03	2015-12-31
	Rep	Dealing in securities	2015-11-03	2015-12-31
	Rep	Advising on futures contracts	2015-09-17	2015-11-03
	Rep	Dealing in futures contracts	2015-09-17	2015-11-03
CHINA XIN YONGAN FUTURES COMPANY LIMITED	RO	Advising on futures contracts	2014-06-25	2015-08-21
	RO	Dealing in futures contracts	2007-04-20	2015-08-21