| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| HSBC BROKING SECURITIES (ASIA) LIMITED | RO | Dealing in futures contracts | 2026-11-02 | - |
| RO | Dealing in securities | 2026-11-02 | - | |
| RO | Leveraged foreign exchange trading | 2026-11-02 | - | |
| RO | Dealing in securities | 2026-08-03 | 2026-11-01 | |
| HSBC BROKING FOREX (ASIA) LIMITED | RO | Leveraged foreign exchange trading | 2025-03-18 | 2026-11-01 |
| HSBC BROKING FUTURES (ASIA) LIMITED | RO | Dealing in futures contracts | 2025-03-18 | 2026-11-01 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | RO | Dealing in securities | 2024-12-05 | 2026-08-02 |
| HSBC BROKING SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2024-12-05 | 2026-08-02 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2024-12-03 | 2025-03-18 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2024-12-03 | 2025-03-18 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2024-12-03 | 2024-12-05 |
| HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2024-12-03 | 2024-12-05 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | RO | Dealing in securities | 2021-12-07 | 2024-08-25 |
| Everbright Securities Digital Finance (HK) Limited | RO | Dealing in securities | 2021-12-07 | 2024-08-25 |
| Everbright Securities Investment Services (HK) Limited | RO | Dealing in securities | 2021-12-07 | 2024-08-25 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2021-08-27 | 2024-08-25 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2021-08-27 | 2024-08-25 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2021-08-27 | 2021-12-07 |
| Everbright Securities Digital Finance (HK) Limited | Rep | Dealing in securities | 2021-08-27 | 2021-12-07 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2021-08-27 | 2021-12-07 |
| CORNERSTONE ASSET MANAGEMENT LIMITED | RO | Asset management | 2020-05-08 | 2021-01-12 |
| CORNERSTONE SECURITIES LIMITED | RO | Advising on securities | 2018-02-08 | 2021-01-12 |
| RO | Dealing in securities | 2016-08-24 | 2021-01-12 | |
| CES Commodities (HK) Limited | RO | Dealing in futures contracts | 2014-07-15 | 2015-10-20 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2013-08-05 | 2015-10-20 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2012-12-04 | 2015-10-20 |
| Everbright Securities Global (HK) Limited | Rep | Advising on corporate finance | 2009-08-06 | 2012-11-15 |
| Rep | Dealing in securities | 2009-08-06 | 2012-11-15 | |
| CHINA XIN YONGAN FUTURES COMPANY LIMITED | RO | Dealing in futures contracts | 2007-09-14 | 2012-11-16 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-07-17 | 2014-07-15 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-07-17 | 2009-07-27 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2005-01-31 | 2006-06-25 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2005-01-31 | 2006-06-25 |
No HKMA registrations in the collected records.