| HGNH International Asset Management Co., Limited | Rep | Asset management | 2020-08-13 | - |
| HGNH International Futures Co., Limited | RO | Dealing in futures contracts | 2020-06-10 | - |
| HGNH International Securities Co., Limited | Rep | Dealing in securities | 2020-03-16 | - |
| HGNH International Futures Co., Limited | Rep | Dealing in futures contracts | 2020-03-05 | 2020-06-10 |
| Haitong Futures Hong Kong Limited | RO | Advising on futures contracts | 2016-07-07 | 2020-01-28 |
| RO | Dealing in futures contracts | 2016-07-07 | 2020-01-28 |
| BOCOM International Securities Limited | Rep | Advising on futures contracts | 2015-07-29 | 2016-01-15 |
| Rep | Advising on securities | 2015-07-29 | 2016-01-15 |
| Rep | Dealing in futures contracts | 2015-07-29 | 2016-01-15 |
| Rep | Dealing in securities | 2015-07-29 | 2016-01-15 |
| CHINA XIN YONGAN FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-06-20 | 2014-08-12 |